List of Registered Central Clearing Counterparties in Europe

1. Athexclear
2. LCH Clearnet SA
3. CCP Austria (Abwicklungsstellerfuer Boersengeschaefte Gmbh)
4. Cassa di Compensazione e Garanzia
5. CME Clearing Europe Limited
6. European Commodity Clearing AG
7. European Central Counterparty N.V.
8. Eurex Clearing AG
9. ICE Netherlands BV
10. ICE Clear Europe Limited
11. KDPW_CCP SA
12. Keler CCP Central Counterparty Limited
13. The London Clearing House Limited
14. LCH.Clearnet Limited
15. LME Clear Limited
16. BME Clearing
17. NASDAQ Clearing AB
18. Omniclear - CC, SA
19. Central Depository and Clearing Company Inc.

List of Registered Credit Rating Agencies in USA

1. A.M. Best Company, Inc.
2. DBRS Limited
3. Fitch Inc.
4. Japan Credit Rating Agency Ltd.
5. Moody's Investors Service Inc.
6. Rating and Investment Information Inc.
7. Standard & Poor's Ratings Services

List of Registered Clearing Agencies in USA

1. Banque Centrale De Compensation (LCH SA)
2. Boston Stock Exchange Clearing Corporation (BSECC)
3. Chicago Mercantile Exchange LLC (CME)
4. Fixed Income Clearing Corporation (FICC)
5. ICE Clear Credit LLC (ICC)
6. ICE Clear Europe Limited (ICEEU)
7. National Securities Clearing Corporation (NSCC)
8. The Options Clearing Corporation (OCC)
9. Stock Clearing Corporation of Philadelphia (SCCP)
10. The Depository Trust Company (DTC)

List of Registered Alternative Trading Systems in USA

1. Aqua Securities LLP
2. Arbor Research and Trading LLC [Clarity Bid Rate Alternative Trading System]
3. ATS-1 [Morgan Stanley & Co. Inc]
4. ATS-4 [Morgan Stanley & Co. Inc]
5. ATS-6 [Morgan Stanley & Co. Inc]
6. Automated Equity Finance Markets, Inc. [AQS, EquiLend Clearing Services (ECS)]
7. AX Trading, LLC
8. Barclays ATS
9. Barclays DirectEx
10. BGC Financial L.P
11. BIDS Trading L.P [BIDS Trading]
12. Bond Vision US
13. Brilliquid LLC [Brilliquid.com]
14. Brokertec [Brokertec Americas LLC]
15. CitiBLOC [Citigroup Global Markets Inc.]
16. CITICROSS [Citigroup Global Markets, Inc.]
17. CODA Markets Inc. [CODA]
18. Creditex Securities Corporation
19. Credit Suisse Securities (USA) LLC [Cross Finder]
20. DBOT ATS, LLC
21. Dealerweb, Inc. [Dealerweb]
22. Deutsche Bank Securities, Inc. [Super X]
23. eBX LLC [Level ATS]
24. Electronifie [Electronifie Securities LLC]
25. EquiLend LLC
26. FixCenter, LLC
27. FNC AG Stock, LLC
28. GFI Securities LLC [CreditMatch (LATG)]
29. Global OTC [Archipelago Trading Services, Inc.]
30. HTDonline [Hartfield, Titus & Donnelly, LLC]
31. ICAP Trading Facility [ICAP Corporates LLC]
32. IDX Markets [IDX Markets, LLC]
33. Instinct X
34. Instinet Continuous Block Crossing System (CBX) [Instinet, LLC]
35. Instinet, LLC [Instinet Crossing, Instinet BLX]
36. Interactive Brokers LLC [IBKR ATS]
37. JPB-X [J.P. Morgan Securities LLC]
38. J.P. Morgan ATS ("JPM-X") [J.P. Morgan Securities LLC]
39. JSVC LLC
40. KCG BondPoint [Knight Capital Americas LLC]
41. Lending Club Trading Markets [FOLIO fn Investments, Inc.]
42. Liquidity Finance LP [Flow by Liquidity Finance]
43. LiquidNet Fixed Income ATS
44. LiquidNet H2O ATS
45. LiquidNet Negotiation ATS
46. Luminex Trading & Analytics LLC [Luminex]
47. MAPS ECN [Marco Polo Securities, Inc.]
48. MarketAxess Corporation Mid-X Trading System [Mid-X System; MID-X]
49. MarketAxess Corporation Single-Name CDS Central Limit Order Book [MarketAxess CDS CLOB]
50. Matchit [KCG Matchit]
51. MBS Source eTrading Inc. [MBS Marketplace]
52. Millennium [ConvergEx Execution Solutions LLC]
53. MTS BondsPro
54. MuniAxis ATS
55. NASDAQ Fixed Income
56. National Financial Services, LLC [Cross Stream]
57. NPM Securities LLC
58. NPX [Dash Financial Technologies, LLC]
59. OpenBondX LLC
60. Orchard X [Orchard Platform Markets LLC]
61. OTC Link LLC [OTC Link ATS]
62. Ouisa Capital LLC [Ouisa Capital]
63. POSIT
64. PRO Securities, LLC
65. REAL CADRE LLC
66. Shares Post Financial Corporation
67. SIGMA X [Goldman Sachs Execution and Clearing]
68. SIGMA X2 [Goldman Sachs Execution and Clearing]
69. Spot Quote LLC
70. Spread Quote LLC [Spread Zero ATS]
71. State Street Global Markets, LLC [BlockCross ATS]
72. Structured Credit Connection
73. TMC Bonds, LLC
74. Tradeweb Direct LLC
75. TruMid ATS
76. Tullet Prebon Financial Services LLC [TP CreditDeal]
77. UBS ATS [UBS Securities LLC]
78. Ustocktrade [Ustocktrade Securities, Inc.]
79. Variable Investment Advisors Inc. [agstocktrade.com / liquiditymaker.com]
80. Venovate Marketplace Inc.
81. XE [Weeden & Co. LP]
82. Zanbato ATS

List of Registered Securities Future Exchanges in USA

1. CBOE Futures Exchange (CFE)
2. Chicago Board of Trade (CBOT)
3. Chicago Mercantile Exchange (CME)
4. OneChicago (OC)
5. NQLX

List of Registered Stock Exchanges in USA

1. Bats BYX Exchange, Inc. (BATS BYX)
• Formerly BATS Y-Exchange (BYX)
2. Bats BZX Exchange, Inc. (BATS BZX)
• Formerly BATS Exchange (BATS)
3. Bats EDGA Exchange, Inc. (BATS EDGA)
• Formerly EDGA Exchange (EDGA)
4. Bats EDGX Exchange, Inc. (BATS EDGX)
• Formerly EDGX Exchange (EDGX)
5. BOX Options Exchange LLC (BOX)
6. C2 Options Exchange LLC, Inc. (C2)
7. Chicago Board Options Exchange, Inc. (CBOE)
8. Chicago Stock Exchange (CHX)
9. Investors Exchange LLC (IEX)
10. Miami International Securities Exchange LLC (MIAX)
11. MIAX Pearl, LLC (PEARL)
12. NASDAQ BX, Inc. (BX)
• Formerly NASDAQ OMX BX
• Formerly Boston Stock Exchange (BSE)
13. NASDAQ GEMX, LLC (GEMX)
• Formerly ISE Gemini (ISE Gemini)
• Formerly Topaz Exchange (Topaz)
14. NASDAQ ISE, LLC (ISE)
• Formerly International Securities Exchange
15. NASDAQ MRX, LLC (MRX)
• Formerly ISE Mercury
16. NASDAQ PHLX LLC (PHIX)
• Formerly NASDAQ OMX PHLX
17. The NASDAQ Stock Market LLC (NASDAQ)
18. New York Stock Exchange LLC (NYSE)
19. New York Arca, Inc. (NYSE Arca)
20. NYSE MKT LLC (NYSE MKT)
• Formerly NYSE Amex (NYSE Amex)
• Formerly NYSE Alternext US (NYSE ALTERNEXT)
• Formerly American Stock Exchange (Amex)
21. NYSE National, Inc. (NYSE NAT)
• Formerly National Stock Exchange (NSX)

List of Registered Systematic Internalizers in Europe

1. Danske Bank
2. FinecoBank s.p.a
3. Goldman Sachs International
4. Nordea Bank Denmark A/S
5. Knight Capital Europe Limited
6. Citigroup Global Markets Limited
7. Citigroup Global Markets U.K. Equity Limited
8. Societe Generale Option Europe - SGOE
9. UBS Limited
10. UBS AG (London Branch)
11. Credit Suisse Securities Europe Limited

List of Regulated Multilateral Trading Facilities (MTFs) in Europe

1. Alternext
2. Sistema de Negociacao Multilateral Alternext
3. MTS Netherlands
4. Aquis Exchange Limited
5. BATS Trading Limited
6. Boerse Berlin (Freiverkehr)
7. Beta Market
8. BGC Brokers LP
9. Blink MTF
10. Instinet Blockmatch
11. Baltex Freight Derivatives Market
12. Monetary Financial and Commodities Exchange - SIBIU S.A.
13. Bloomberg Trading Facility Limited
14. MTS Belgium
15. Warsaw Stock Exchange
16. Brokertec Europe Limited
17. BondVision UK
18. JP Morgan Cazenove
19. Cantorcoze
20. Creditex Realtime
21. Duesseldorfer Boerse (Freiverkehr)
22. Duesseldorfer Boerse Quotrix (Freiverkehr)
23. Bratislava Stock Exchange - MTF
24. E-Mider
25. E-Mid Repo
26. Euro MTF
27. Euro MTS
28. Athens Exchange Alternative Market
29. EasyNext
30. EasyNext Lisbon
31. Equilend Europe Limited
32. Boerse Berlin Equiduct Trading (Freiverkehr)
33. EuroTLX
34. Cantor Spreadfair
35. MTS France SAS
36. First North
37. First North Estonia
38. First North Finland
39. First North Lithuania (Alternative Market)
40. First North Latvia
41. First North Stockholm
42. Frankfurter Wertpapier Boerse (Freiverkehr)
43. 42 Financial Services
44. GFI Credit Match
45. GFI Forex Match
46. GFI Energy Match
47. GFI Rates Match
48. Galaxy
49. MTS Germany
50. Griffin Markets Limited
51. Hanseatische Wertpapier Boerse Hamburg (Frieverkehr)
52. Boerse Hamburg Land and Schwarz Exchange (Frieverkehr)
53. Niedersaechsiche Boerse Zu Hannover (Frieverkehr)
54. Hi-MTF Order Driven
55. Hi-MTF
56. Hi-MTF Request-for-Quote
57. MTS Hungary
58. ICAP Global Derivatives Limited
59. ICAP Europe MTF
60. ICAP Energy
61. ICAP Energy MTF
62. ICAP Securities
63. ICAP TrueQuote
64. MTS Ireland
65. ISDX Growth
66. ISDX Secondary Market MTF
67. ISWAP Euro Limited
68. Liquidnet Europe
69. LMAX
70. Mercado Alternativo Bursatil
71. Marketaxess Europe Limited
72. Mercado Alternativo de Renta Fija
73. Currenex MTF
74. MTS Czech Republic
75. Merkur Market
76. FX Connect
77. Marche Libre
78. Mercato Borsa Italiana Equity MTF
79. Euronext Bondmatch
80. MTS Austria
81. MTS Denmark
82. MTS Finland
83. MTS Greece
84. MTS Interdealer Swaps Market
85. MTS Swap
86. Boerse Muenchen (Freiverkehr)
87. Boerse Muenchen - Market Maker Munich (Friverkehr)
88. My Treasury
89. Nordic MTF
90. NASDAQ OMX NLX
91. NX
92. MTS Portugal
93. MTS Prime
94. MTS Israel
95. Reuters Transaction Services Limited
96. Sigma X MTF
97. Sharemark
98. MTS Spain
99. Spectronlive Trayport
100. BondVision Italia MTF
101. Baden - Wuerttembergische Wertpapier Boerse (Freiverkehr)
102. Swapteam
103. TP Energy - Tullet Prebon (Europe) Limited
104. TP Tradeblade - Tullet Prebon (Europe) Limited
105. Traditional Energy
106. Volbroker
107. Trading Facility
108. TOM MTF Derivative Market
109. TP Creditdeal - Tullet Prebon (Securities) Limited
110. TP Forward Deal - Tullet Prebon (Europe) Limited
111. TP Repo - Tullet Prebon (Securities) Limited
112. TP Swap Deal - Tullet Prebon (Europe) Limited
113. TRAD-X
114. Tradeweb
115. Turquoise Global Holding Limited
116. UK Gilts Markets (MTS United Kindgom)
117. Vega - CHI
118. MTS Slovenia
119. Tradition - Volatis
120. Ventes Publiques
121. Wiener Boerse AG Dritter Market (Third Market)
122. WCLK Platform
123. AIM Italia - Mercato Alternativo Del Captitale
124. Bucharest Stock Exchange
125. Irish Stock Exchange - Global Exchange Market
126. Irish Stock Exchange - Enterprise Securities Market
127. Irish Stock Exchange - Atlantic Securities Market
128. Emerging Companies Market
129. Frankfurter Wertpapier Boerse XETRA (Freiverkehr)
130. Eurex Bonds Gmbh
131. Eurex Repo Gmbh
132. Tradegate Exchange (Freiverkehr)
133. Latibex
134. SI Enter
135. London Stock Exchange - AIM
136. London Stock Exchange - MTF
137. Marche Libre
138. Extramot
139. Sistema Espanol de Negociacion de Activos Financieros
140. New Connect
141. Oslo Connect
142. Posit
143. Prague Stock Exchange - MTF
144. RM - System Czech Stock Exchange (MTF)
145. Aktietorget
146. Smartpool Trading Limited
147. TP Energy Trade - Tullet Prebon (Europe) Limited
148. UBS MTF
149. Zagreb Stock Exchange - MTF

List of Registered Regulated Markets in Europe

1. BATS Europe
2. Boerse Berlin (Regulated Market)
3. Boerse Berlin (Second Regulated Market)
4. Derivatives Regulated Market
5. BondVision Italia
6. CME Europe Limited
7. Duesseldorfer Boerse
8. Duesseldorfer Boerse Quotrix
9. Boerse Berlin Equiduct Trading
10. Electronic Openend Funds and ETC Market
11. European Wholesale Securities Market
12. Fish Pool ASA
13. Frankfurter Wertpapier Boerse
14. Gibralter Stock Exchange
15. Hanseatische Wertpapier Boerse
16. Boerse Hamburg Lang and Schwarz Exchange
17. Niederaechsische Boerse Ze Hannover
18. Electronic Secondary Securities Market
19. Intercontinental Exchange (ICE Futures Europe)
20. ICE Futures Europe - Financial products division
21. ICE Futures Europe - Equity products division
22. ICE Futures Europe - Agricultural products division
23. ISDX Main Market
24. Mercada Electronico De Renta Fija
25. Mercada De Futures E Opcoes
26. Market for Investment Vehicles (MIV)
27. Electronic Bond Market
28. Electronic Share Market
29. MTS Italia
30. MTS Corporate
31. Boerse Muenchen Market Maker Munich
32. ICE Endex Derivatives B.V.
33. Norexeco ASA
34. NASDAQ OMX Oslo ASA
35. Mercado De Derivados OMIP
36. Warsaw Stock Exchange
37. Bondspot Securities Market
38. Bolsa De Barcelona Renta Fija
39. Bolsa De Bilbao Renta Fija
40. Spot Regulated Market
41. Securitized Derivatives Market
42. SEND - Sistema Electronico De Negociacion De Deuda
43. Baden - Wuerttembergische Wertpapier Boersa
44. Wiener Boerse AG
45. Wiener Boerse AG Geregelter Freiverkehr
46. Athens Exchange Derivatives Market
47. Euronext Amsterdam
48. Borsa de Barcelona
49. Bolsa de Bilbao
50. Bratislava Stock Exchange
51. Euronext Brussels Derivatives
52. Euronext Brussels
53. Budapesti Ertektozsde
54. Bulgarian Stock Exchange - Sofia JSC
55. NASDAQ Copenhagen A/S
56. Cyprus Stock Exchange
57. Italian Derivatives Market
58. Mercado de Deuda Publicaen Anotaciones
59. AIAF - Mercado de Renta Fija
60. Irish Stock Exchange - Main Market
61. European Energy Exchange
62. Frankfurter Wertpapier Boerse Xetra
63. Euronext EQF - Equities and Indices Derivatives
64. Eurex Deutschland
65. Tradegate Exchange
66. NASDAQ Helsinki OY
67. OMX Nordic Exchange Iceland
68. Euronext London
69. Euronext Lisbon
70. AB NASDAQ OMX Vilnius
71. Ljubjana Stock Exchange - Official Market
72. The London Metal Exchange
73. London Stock Exchange - Derivatives Market
74. London Stock Exchange - Regulated Market
75. Bourse de Luxembourg
76. Bolsa de Madrid
77. Malta Automated Trading System
78. Autorite des Marches Financiers (AMF)
79. Mercado Continuo Espanol
80. MONEP
81. MEFF - Segmento Derivados Energia
82. MEFF - Exchange
83. Nordic Growth Market NGM AB
84. NXCHANGE
85. Olso Axess
86. Oslo Bors ASA
87. Euronext Paris
88. PowerNext Derivatives
89. Prague Stock Exchange - Regulated Market
90. Power Exchange Central Europe
91. NASDAQ Riga
92. System Czech Stock Exchange
93. NASDAQ Stockholm AB
94. NASDAQ OMX Tallinn
95. Bolsa De Valencia
96. Zagreb Stock Exchange

1. First and last updated on 24th January 2017